Risk and Compliance Self-Assessment: Review critical processes and controls before your next audit or regulatory exam
After being asked by multiple bank board members, compliance officers and executives over the last few weeks if we had a list of regulators’ expectations for partner banks, we decided to give away some IP. Our Partner Bank Risk and Compliance Self-Assessment intends to help bank leaders proactively identify risk and compliance gaps early enough to avoid major issues.
This assessment helps teams:
- Benchmark current risk and compliance practices against today’s regulatory expectations
- Uncover potential vulnerabilities in risk management frameworks
- Strengthen oversight of fintech partnerships
Built from published guidance, direct exam experience, and analysis of the last few years of public enforcement actions, the self-assessment provides an actionable way to assess and mitigate risk.
Access the self-assessment here.